June 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR Consolidated Tape Providers brought into scope of ESMA rules for data reporting service providers (DRSP) fines and fees On 7 May 2025, […]
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May 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA publishes technical advice on research provisions under MIFID Delegated Directive On 8 April 2025, ESMA published a final report setting out […]
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April 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR Preparing for the Consolidated Tape Provider for bonds – ESMA clarifies some aspects On 2 April 2025, ESMA clarified some aspects of […]
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March 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR European Commission consultation extending procedural rules for penalties imposed on data reporting service providers to consolidated tape providers under MiFIR On 6 […]
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February 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR Start of Designated Publishing Entity (DPE) regime on 3 February and end of publication of Systematic Internalisers data On 24 January 2025, […]
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December 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR Public hearing on ESMA consultations on amendments to RTS on transaction data reporting and order book data under the MIFIR Review On […]
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August 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR MIFIR review: ESMA launches new consultations On 10 July 2024, ESMA published a new package of public consultations with the objective of increasing transparency […]
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January 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR (and MAR) ESMA consults on Technical Advice on Listing Act implications On 12 December 2024, ESMA launched a consultation to gather feedback […]
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November 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA updates its Q&A on MIFID II On 11 October 2024, ESMA updated the following Q&A on MIFID II Secondary markets: Lot […]
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September/October 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA announces next steps for the selection of Consolidated Tape Providers On 30 September 2024, publishing additional details on the selection of […]
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