May 2026 Regulatory Roundup
Speak to an Expert INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR European Commission adopts Delegated Regulation setting RTS on order execution policy On 14 April 2026, the European Commission […]
Read More
April 2026 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKET MIFID and MIFIR ESMA sets out actions to simplify the retail investor journey and make investing more accessible On 12 March 2026, ESMA published its […]
Read More
March 2026 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKET MIFID and MIFIR ESMA publishes list of supplementary deferrals for sovereign bonds On 19 February 2026, ESMA, together with National Competent Authorities (NCAs), has agreed […]
Read More
February 2026 Regulatory Roundup
FINANCIAL CRIME EBA and AMLA complete handover of AML/CFT mandates On 1 January 2026, the European Banking Authority (EBA) and the Authority for Anti-Money Laundering and Countering the Financing […]
Read More
January 2026 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA launches selection of Consolidated Tape Provider for OTC derivatives On 5 January 2026, ESMA launched the first selection procedure for the […]
Read More
December 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR No changes for Data Reporting Services Providers following ESMA’s 2025 assessment of derogation criteria On 19 November 2025, ESMA finalised its annual […]
Read More
November 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR Publication of the first single volume cap data On 7 October 2025, ESMA announced that it would publish on 9 October at […]
Read More
September/October 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR European Commission draft delegated regulation on providing market data, what constitutes a liquid market for equity instruments, and PTRR disclosures under MIFIR […]
Read More
August 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA identifies future and potential data contributors for the equity CTP On 10 July 2025, ESMA published the list of data contributors […]
Read More
July 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR European Commission adopts technical standards for the development of consolidated tapes On 12 June 2025, the European Commission adopted technical standards for […]
Read More