October 2021 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MiFID II/MiFIR ESMA consults on proposals for a review of the MIFID II best execution reporting regime On 24 September 2021, ESMA launched a consultation […]
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May 2023 Regulatory roundup
[vc_section full_width=”stretch_row” css=”.vc_custom_1617954355677{margin-bottom: 20px !important;}”][vc_row css=”.vc_custom_1612804133844{padding-right: 15px !important;padding-left: 15px !important;}”][vc_column css=”.vc_custom_1612804059908{padding-top: 1px !important;padding-right: 20px !important;padding-bottom: 1px !important;padding-left: 20px !important;background-color: #283a66 !important;}”][vc_column_text] INVESTMENT SERVICES & CAPITAL MARKETS [/vc_column_text][/vc_column][/vc_row][vc_row css=”.vc_custom_1609006012777{padding-right: 0px !important;padding-left: […]
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August 2022 Regulatory Roundup
[vc_section css=”.vc_custom_1612803967443{margin-bottom: 20px !important;padding-top: 3px !important;padding-bottom: 3px !important;}”][/vc_section][vc_section full_width=”stretch_row” css=”.vc_custom_1617954355677{margin-bottom: 20px !important;}”][vc_row css=”.vc_custom_1612804133844{padding-right: 15px !important;padding-left: 15px !important;}”][vc_column css=”.vc_custom_1612804059908{padding-top: 1px !important;padding-right: 20px !important;padding-bottom: 1px !important;padding-left: 20px !important;background-color: #283a66 !important;}”][vc_column_text] INVESTMENT SERVICES […]
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September and October 2022 Regulatory roundup
[vc_section css=”.vc_custom_1612803967443{margin-bottom: 20px !important;padding-top: 3px !important;padding-bottom: 3px !important;}”][/vc_section][vc_section full_width=”stretch_row” css=”.vc_custom_1617954355677{margin-bottom: 20px !important;}”][vc_row css=”.vc_custom_1612804133844{padding-right: 15px !important;padding-left: 15px !important;}”][vc_column css=”.vc_custom_1612804059908{padding-top: 1px !important;padding-right: 20px !important;padding-bottom: 1px !important;padding-left: 20px !important;background-color: #283a66 !important;}”][vc_column_text] INVESTMENT SERVICES […]
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November 2022 Regulatory roundup
[vc_section css=”.vc_custom_1612803967443{margin-bottom: 20px !important;padding-top: 3px !important;padding-bottom: 3px !important;}”][/vc_section][vc_section full_width=”stretch_row” css=”.vc_custom_1617954355677{margin-bottom: 20px !important;}”][vc_row css=”.vc_custom_1612804133844{padding-right: 15px !important;padding-left: 15px !important;}”][vc_column css=”.vc_custom_1612804059908{padding-top: 1px !important;padding-right: 20px !important;padding-bottom: 1px !important;padding-left: 20px !important;background-color: #283a66 !important;}”][vc_column_text] INVESTMENT SERVICES […]
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December 2022 Regulatory roundup
[vc_section css=”.vc_custom_1612803967443{margin-bottom: 20px !important;padding-top: 3px !important;padding-bottom: 3px !important;}”][/vc_section][vc_section full_width=”stretch_row” css=”.vc_custom_1617954355677{margin-bottom: 20px !important;}”][vc_row css=”.vc_custom_1612804133844{padding-right: 15px !important;padding-left: 15px !important;}”][vc_column css=”.vc_custom_1612804059908{padding-top: 1px !important;padding-right: 20px !important;padding-bottom: 1px !important;padding-left: 20px !important;background-color: #283a66 !important;}”][vc_column_text] INVESTMENT SERVICES […]
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January 2023 Regulatory roundup
[vc_section css=”.vc_custom_1612803967443{margin-bottom: 20px !important;padding-top: 3px !important;padding-bottom: 3px !important;}”][/vc_section][vc_section full_width=”stretch_row” css=”.vc_custom_1617954355677{margin-bottom: 20px !important;}”][vc_row css=”.vc_custom_1612804133844{padding-right: 15px !important;padding-left: 15px !important;}”][vc_column css=”.vc_custom_1612804059908{padding-top: 1px !important;padding-right: 20px !important;padding-bottom: 1px !important;padding-left: 20px !important;background-color: #283a66 !important;}”][vc_column_text] INVESTMENT SERVICES […]
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February 2023 Regulatory roundup
INVESTMENT SERVICES & CAPITAL MARKETS MiFID/MiFIR Trading – Market data Delegated Regulation amending RTS on MIFID II tick size regime adopted On 1 February 2023, the European Commission adopted a […]
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March 2023 Regulatory roundup
INVESTMENT SERVICES & CAPITAL MARKETS ESMA ESMA warning on Artificial intelligence in securities markets On 1 February 2023, ESMA published its TRV Risk Analysis Report on ‘Artificial intelligence in EU […]
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April 2023 Regulatory roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID /MIFIR ESMA updates its guidance on product governance On 27 March 2023, ESMA published its Final Report on Guidelines on MIFID II product governance guidelines. The […]
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