THIS WEBINAR IS NOW AVAILABLE ON DEMAND 

Our webinar, “IFR & IFD in Practice: Emerging Trends, Common Weaknesses and Good Practices”, was held on 14 October 2026 and is now available on demand. 

Led by Complyport’s Risk Management & Prudential experts, the session explores evolving supervisory expectations under the Investment Firms Regulation (IFR) and Investment Firms Directive (IFD), highlighting common weaknesses, good practices and key challenges facing investment firms in meeting their prudential obligations. 

Watch the recorded session to gain insights into strengthening your firm’s prudential compliance framework and addressing ongoing regulatory requirements. 

WEBINAR AGENDA

The webinar covers the following key topics: 

• Emerging Supervisory Trends: Evolving regulatory expectations and key areas of supervisory focus under the IFR/IFD framework. 

• Common Weaknesses and Good Practices: Recurring challenges in investment firms’ prudential arrangements and approaches to strengthening compliance. 

• ICARA: Key considerations for effective internal capital and risk assessments, including risk identification and capital and liquidity adequacy. 

• Capital and Liquidity Requirements: Key challenges relating to own funds, K-factor calculations, liquidity requirements and ongoing monitoring. 

• Governance and Regulatory Reporting: Strengthening governance arrangements, regulatory reporting processes and compliance with applicable remuneration and disclosure requirements. 

• Wind-Down Planning: Key considerations for effective wind-down arrangements and maintaining financial resilience. 
  
  

ACCESS THE RECORDED WEBINAR

Missed the live session or want to revisit the key discussions? Complete the form below to access the full webinar recording and watch it at your convenience.