Compliance Training
Your compliance training needs are covered by the London Governance & Compliance Academy’s (LGCA) Compliance Learning Solution (CLS).
Comprehensive online training courses in governance, risk and compliance for the financial services sector and more.
Regulatory Compliance Management Solution
A user-friendly compliance monitoring and workflow tool that facilitates meeting your regulatory obligations.
CMLS improves your organisation’s operational resilience by providing a single source for all compliance-related activities and streamlining the reporting process.
Built by Compliance experts, ComplyPortal’s main features & advantages include:
Digitise your compliance monitoring program, be audit ready, and reduce the burden associated with typical spreadsheet driven processes.
Easily request, schedule and collect acknowledgements from staff on important documents, policies and/or procedures.
Send requests to gather information, or certificates from users outside your organisation. Great for keeping your vendor files updated or to perform due diligence on external parties.
Ready to use workflows for submitting, routing, tracking and reporting on requests for approvals.
Share important documents securely based on permissions. Collect attestations on each version, use it for meeting minutes, to review policies and more.
Secure access to important information on a need-to-know basis. Silo registers and access according to permissions.
As a leading RegTech provider, ComplyPortal and our team of compliance specialists can provide you with up-to-date compliance templates from our library. Our compliance library is created, managed and updated by our experts to meet all relevant regulation requirements. Meaning that when there is a regulation change or a new regulation approaches, ComplyPortal will assess these and make updates to our templates.
Furthermore, ComplyPortal’s features are continuously reviewed and updated to offer you a series of Compliance Modules to help you keep up with new legislative or regulatory development. As new compliance challenges arise, ComplyPortal will assess these roadblocks from a RegTech perspective and find ways to help you as a firm remain compliant.
Our state-of-the-art CLS provides an easy and user-friendly way to deliver, manage, and track all of your training needs in collaboration with The London Governance & Compliance Academy (LGCA). You will be able to access robust reporting, integrate human resources data, and even enable single sign-on. Plus, you’ll always have one-click access to your governance, risk and compliance (GRC) e-learning courses.
LGCA’s FCA, EU, and global regulatory compliance libraries deliver GRC training across key areas such as AML, anti-bribery and corruption, fraud, risk management, data protection, market abuse, international economic sanctions, KYC and CDD, and treating customers fairly, among a host of others. These courses are ready to be used and can be uploaded onto your organisation’s SCORM-supported LMS within 48 hours.
All of LGCA’s content has been prepared by subject matter experts who are actively involved in the financial markets as academics, consultants, lawyers, or service providers. These experts work alongside LGCA’s educational design team to develop courses that are up-to-date, deliver the knowledge and skills required by both clients and regulators, and adapt themselves well to adult learners and their different learning styles. Additionally, all of this content is fully customisable. For instance, you can incorporate slides of your own and edit the standard text to better suit your needs. LGCA believes being flexible will help you offer a stronger, more valuable, and concise learning experience to your team members.
