IFR/IFD GAP ANALYSIS

Assistance with the preparation of a GAP analysis and impact assessment on the investment firm’s capital adequacy and risk management framework of the Company under the requirements of the new prudential regulatory framework. Specifically, Complyportcan assist you with the preparation of an impact assessment exercise on:

• New initial capital and classification system
• Calculation of the Investment Firm’s new overall capital and liquidity requirements
• Assessment whether the adequate own funds and liquid assets are in place to cover the respective capital and liquidity requirements
• Gap analysis between ICAAP and ICARA
• Summary of the new pillar III disclosures requirements (i.e. Environmental Social and Governance disclosures etc.)
• Summary of the new governance arrangements that needed to be in place in order to comply with the new prudential requirements.
• Suggested actions to be taken to ensure compliance with the new prudential regulatory provisions