January 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR (and MAR) ESMA consults on Technical Advice on Listing Act implications On 12 December 2024, ESMA launched a consultation to gather feedback […]
November 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA updates its Q&A on MIFID II On 11 October 2024, ESMA updated the following Q&A on MIFID II Secondary markets: Lot […]
September/October 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA announces next steps for the selection of Consolidated Tape Providers On 30 September 2024, publishing additional details on the selection of […]
July 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR European Commission consults on draft Delegated Regulation as regards OTC derivatives identifying reference data under MIFIR On 12 June 2024, the European […]
June 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA publishes data on markets and securities in the EEA On 16 May 2024, ESMA published the Statistics on Securities and Markets (ESSM) […]
May 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA 2023 report on quality and use of data On 11 April 2024, ESMA published its fourth report on the quality and […]
April 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA publishes the results of the annual transparency calculations for equity and equity-like instruments The European Securities and Markets Authority (ESMA), the […]
March 2024 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA clarifies certain best execution reporting requirements under MIFID II On 13 February 2024, issued a Public Statement providing market participants with clarity concerning […]
February 2024 Regulatory Roundup #2
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA and NCAs to coordinate supervisory activities on MIFID II pre-trade controls On 11 January 2024, ESMA launched a Common Supervisory Action […]
October 2023 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID ESMA to launch Common Supervisory Action on MiFID II sustainability requirements On 3 October 2023, ESMA announced it will launch a Common Supervisory Action […]