August 2026 Regulatory Roundup
Speak to an Expert INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA publishes supervisory briefing on triangular passporting On 7 July 2026, ESMA published a new supervisory briefing on […]
July 2026 Regulatory Roundup
Speak to an Expert INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR Delegated Regulation on volume cap and transparency calculations published in Official Journal On 1 June 2026, Commission Delegated […]
June 2026 Regulatory Roundup
Speak to an Expert INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA updated opinion on the trading venue perimeter On 12 May 2026, ESMA published an updated version of […]
May 2026 Regulatory Roundup
Speak to an Expert INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR European Commission adopts Delegated Regulation setting RTS on order execution policy On 14 April 2026, the European Commission […]
April 2026 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKET MIFID and MIFIR ESMA sets out actions to simplify the retail investor journey and make investing more accessible On 12 March 2026, ESMA published its […]
March 2026 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKET MIFID and MIFIR ESMA publishes list of supplementary deferrals for sovereign bonds On 19 February 2026, ESMA, together with National Competent Authorities (NCAs), has agreed […]
February 2026 Regulatory Roundup
FINANCIAL CRIME EBA and AMLA complete handover of AML/CFT mandates On 1 January 2026, the European Banking Authority (EBA) and the Authority for Anti-Money Laundering and Countering the Financing […]
January 2026 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR ESMA launches selection of Consolidated Tape Provider for OTC derivatives On 5 January 2026, ESMA launched the first selection procedure for the […]
December 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR No changes for Data Reporting Services Providers following ESMA’s 2025 assessment of derogation criteria On 19 November 2025, ESMA finalised its annual […]
November 2025 Regulatory Roundup
INVESTMENT SERVICES & CAPITAL MARKETS MIFID and MIFIR Publication of the first single volume cap data On 7 October 2025, ESMA announced that it would publish on 9 October at […]