Disclosures & Market Discipline Report

Under Part Six of the Investment Firms Regulation (IFR), investment firms are required to publish clear, consistent and comprehensive disclosures covering their risk profile, governance, capital adequacy and prudential metrics. These disclosures are essential for ensuring transparency, enabling stakeholders to assess the firm’s financial strength, governance arrangements and approach to risk management, a core purpose reflected across IFR Part Six disclosure reports published by regulated firms. We support firms in meeting these obligations by ensuring that their disclosures are accurate, well‑structured, and fully aligned with the IFR’s qualitative and quantitative expectations.

Drafting & Reviewing IFR Part Six Disclosure Reports – We prepare and refine all mandatory disclosure sections, ensuring alignment with IFR Part Six requirements covering governance, risk management, capital composition, K-factor metrics, remuneration, Environmental, Social, and Governance (ESG)-related information (where applicable), and forward-looking statements. Our work draws from current disclosure formats used by EU authorised investment firms.
Development and Enhancement of the Pillar III Disclosure Policy – We draft or update your internal Disclosure Policy to define responsibilities, approval workflows, publication frequency and governance processes, ensuring compliance with IFR requirements on scope, verification, and disclosure governance.
Data Validation & Consistency Assurance – We ensure all published information is consistent with other prudential documentation, risk frameworks, governance arrangements and regulatory reporting. This includes reconciling capital, liquidity, K-factor and risk management disclosures with internal and supervisory data.
Support Across All Disclosure Themes – We assist with disclosures relating to: risk governance and risk management objectives, K-factor methodology and exposure calculations, capital composition and adequacy, governance, board structure and diversity, remuneration arrangements, sustainability related information (where in scope). These themes are core components of IFR disclosure obligations, as seen in existing Part Six publications from European Union (EU) firms.
External Auditor Verification Support – Where an external auditor’s verification of the disclosures is required or requested, we coordinate and prepare all supporting documentation to facilitate an efficient and accurate review process, ensuring that published disclosures withstand supervisory and audit scrutiny.

A Team
of Professionals

Our team of experts helps financial entities identify, assess, manage, report and mitigate the many risks they face.

Analyze your
Business

We have a complete understanding of our clients’ risk management framework, capital planning and reporting obligations.

Our subject matter experts bring together a wealth of backgrounds, skills and expertise from the financial industry, legal sector and regulatory bodies.

Why choose Complyport?

Key Figures

How Complyport Compares

Easier Approvals

✓

Same Day Subject Matter Expert Assigned to you

✓

Faster Approach

✓

96% Probability of Approval

✓

Disclosures & Market Discipline Report